After a couple of weeks away, my compliance blog returns.  Here are some of the regulatory issues that have come across my desk from my...

Schools in England have broken up for the Summer at the same time as schools in Scotland start preparing for the new term.  Summer cannot...

An echo of the plaintive cry from a child in the back seat of the car.    As we approach the 31st July deadline for the Consumer Duty...

It has been another relatively quiet week, apart from the King’s Speech – as ever, the devil will be in the detail as legislation is...

The FCA requires each firm’s Board or Governing Body (Board) to review and approve annually an assessment of whether the firm is...

Watch out for exciting news regarding my website and a CPD proposition from 1st May. This week there has been a little new from the FCA,...

We have survived tax-year end and now have the challenge of Transitional Tax-Free Amount Certificates.  The end of the week, however, has...

This is a summary of FCA activity this week and articles from various industry news feeds that are of interest to the advisory sector of...