This week came with the announcement that the General Election will be on 4th July.  Will a new Government continue to deliver the...

Dear CEO letter Asset Management firms Extending SDR regime to Portfolio Management Finalised non‑handbook guidance on the...

This is a summary of some of the regulatory issues that have come from the FCA, PRA, and my various news feeds this week. Shifting the...

UK Compliance Digest - 2nd February 2024 including topics on economic crime regime, PRA Fines, Pensions, Educational Select Committe

This is a summary of some of the regulatory issues that have come from my various news feeds this week.  A bit of a bumper edition with...

Solvency II sets out regulatory requirements for insurance firms and groups, covering financial resources, governance and accountability