

The Consumer Duty Board Report Deadline: are you there yet?
An echo of the plaintive cry from a child in the back seat of the car.  As we approach the 31st July deadline for the Consumer Duty...


Corporate Finance Firms: Read Our Analysis of the FCA's Portfolio Letter - September 2023
Introduction The FCA issued a comprehensive Dear CEO in September 2023 to Corporate Finance Firms (CFF), outlining its critical...


The Consumer Duty Board Report Deadline is Looming - Are You Ready?
The FCA requires each firm’s Board or Governing Body (Board) to review and approve annually an assessment of whether the firm is...