Compliance Matters: week ending 4th October 2024
It was nice to spend a long weekend in Edinburgh hence the gap since my last Compliance Digest. The FCA has been busy and there have...
Compliance Matters: 30th August 2024
After a couple of weeks away, my compliance blog returns. Here are some of the regulatory issues that have come across my desk from my...
Compliance Digest: 12th July 2024
It has been another relatively quiet week.  Here is y Compliance Digest summary of some of the issues that have come into my industry...
Compliance Digest: 5th July 2024
It has been relatively quiet this week in the lead up to the General Election. We will see what the new Government does with the...
Continuous Professional Development: Planning for Your Ongoing Success
No matter which sector of financial services you work in, you need to keep up to date with changes in regulation, legislation and...