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Compliance Matters: week ending 4th October 2024
It was nice to spend a long weekend in Edinburgh hence the gap since my last Compliance Digest. The FCA has been busy and there have...
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Compliance Matters: 30th August 2024
After a couple of weeks away, my compliance blog returns. Here are some of the regulatory issues that have come across my desk from my...
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Compliance Digest: 12th July 2024
It has been another relatively quiet week.  Here is y Compliance Digest summary of some of the issues that have come into my industry...
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Compliance Digest: 5th July 2024
It has been relatively quiet this week in the lead up to the General Election. We will see what the new Government does with the...
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Continuous Professional Development: Planning for Your Ongoing Success
No matter which sector of financial services you work in, you need to keep up to date with changes in regulation, legislation and...