Compliance Digest - 24th May 2024
This week came with the announcement that the General Election will be on 4th July. Will a new Government continue to deliver the...
Unlocking Growth: How our Training & Competence Platform Can Elevate Your Financial Services Firm
When you’re building an advisory business in UK financial services, staying ahead isn't just about keeping up with the latest trends;...
Compliance Digest - 10th May 2024
It has been quiet again on the regulation front. This week I cover two issues in depth. I have summarised reactions to the FCA...
Compliance Digest - 3rd May 2024
This week I launched my new website. Please visit www.compliancematters.co.uk to see what has changed. Watch for more developments to...
Compliance Digest: 19th April 2024
Watch out for exciting news regarding my website and a CPD proposition from 1st May. This week there has been a little new from the FCA,...
Compliance Digest - 12th April 2024
We have survived tax-year end and now have the challenge of Transitional Tax-Free Amount Certificates. The end of the week, however, has...
Compliance Digest - 22nd March 2024
Welcome to this week’s compliance digest. The FCA has been busy this week. It has published its business plan for 2024/25, and the...
Compliance Digest - 15th March 2024
William Shakespeare wrote “Beware the Ides of March”. I hope today is or has been drama free. To help you navigate the regulatory...
Compliance Digest - 8th March 2024
Welcome to this week’s Compliance Matters, my weekly digest of news and issues facing our industry. The hallmarks of a future-fit...
Compliance Digest: 23rd February 2024
This week’s digest has a focus on the Consumer Duty which will be high on the FCA’s agenda throughout 2024. I also have revisited...