As the trees acquire their autumnal hue, and the mornings become damp and darker, we are moving towards the end of the year.  It is not...

Autumn is upon us, the Oak Tree outside our house is starting to acquire the tinge that tell us it is getting ready to shed its leaves. ...

Schools in England have broken up for the Summer at the same time as schools in Scotland start preparing for the new term.  Summer cannot...

An echo of the plaintive cry from a child in the back seat of the car.    As we approach the 31st July deadline for the Consumer Duty...

It has been another relatively quiet week, apart from the King’s Speech – as ever, the devil will be in the detail as legislation is...

When responding to a complaint, no matter how well you write your final response letter, if you reject a complaint, some clients will...

Welcome to this week’s Compliance Digest.  Here is a summary of some of the issues that have come into my industry news feeds this week....

The FCA requires each firm’s Board or Governing Body (Board) to review and approve annually an assessment of whether the firm is...

Finding the right Training and Competence (T&C) solution is crucial for ensuring ongoing compliance and fostering professional...

At Compliance Matters UK Limited, we're passionate about empowering financial services professionals to reach their full potential.  Our...