It was nice to spend a long weekend in Edinburgh hence the gap since my last Compliance Digest.  The FCA has been busy and there have...

August has turned into September, meaning that many of us have put our suitcases away for the time being and sharpened our pencils,...

Tackling financial crime is a priority for the FCA.  As part of its responsibility to help ensure the integrity of the UK financial...

William Shakespeare wrote “Beware the Ides of March”.  I hope today is or has been drama free.  To help you navigate the regulatory...

Welcome to this week’s Compliance Matters, my weekly digest of news and issues facing our industry. The hallmarks of a future-fit...