Welcome to the last Compliance Digest of 2023.  This is a summary of FCA activity and articles from various industry news feeds that are...

This is a summary of FCA activity this week and articles from various industry news feeds that are of interest to the advisory sector of...

This is a summary of FCA activity this week and articles from various industry news feeds that are of interest to the advisory sector of...

This is a summary of FCA activity this week and articles from various industry news feeds that are of interest to the advisory sector of...

UK Financial Services Compliance Digest from 24th November 2023. Industry news feeds for Amber River and East Anglia

Solvency II sets out regulatory requirements for insurance firms and groups, covering financial resources, governance and accountability

Each week I will summarise a number of articles from my various industry news feeds that are of interest to our section of the industry...

A new year and another year of regulatory change in prospect, here are some themes that I expect will come under the regulatory microscope.

There has been much written about MiFID II in the run up to its inception on 3rd January 2018 and since. The majority of the commentary...

The FCA TC Sourcebook requires all staff of a regulated firm to be competent for their role. This applies from the Chief Executive to...