Welcome to this week’s Compliance Matters, my weekly digest of news and issues facing our industry. The hallmarks of a future-fit...

As the end of the tax year looms, some advisers will be considering tax efficient inventing for their clients, maximising pension...

This week’s digest has a focus on the Consumer Duty which will be high on the FCA’s agenda throughout 2024.  I also have revisited...

This is a summary of some of the regulatory issues that have come from the FCA, PRA, and my various news feeds this week. FCA requests...

This is a summary of some of the regulatory issues that have come from the FCA, PRA, and my various news feeds this week. Shifting the...

UK Compliance Digest - 2nd February 2024 including topics on economic crime regime, PRA Fines, Pensions, Educational Select Committe

This is a summary of some of the regulatory issues that have come from the FCA, PRA and my various news feeds this week. Are capital...

This is a summary of some of the regulatory issues that have come from my various news feeds this week.  It is a week for reviewing 2023...

This is a summary of some of the regulatory issues that have come from my various news feeds this week.  A bit of a bumper edition with...

Happy New Year, and welcome to 2024. I hope you were able to enjoy your Christmas break and are back into the New Year refreshed and...