When you’re building an advisory business in UK financial services, staying ahead isn't just about keeping up with the latest trends;...

It has been quiet again on the regulation front.  This week I cover two issues in depth. I have summarised reactions to the FCA...

When you work in the complex and very changeable world of delivering high-quality and professional financial and investment advice,...

This week I launched my new website.  Please visit www.compliancematters.co.uk to see what has changed.  Watch for more developments to...

Dear CEO letter Asset Management firms Extending SDR regime to Portfolio Management Finalised non‑handbook guidance on the...

Watch out for exciting news regarding my website and a CPD proposition from 1st May. This week there has been a little new from the FCA,...

We have survived tax-year end and now have the challenge of Transitional Tax-Free Amount Certificates.  The end of the week, however, has...

I hope you had a good Easter.  Here is the last Compliance Digest of the financial year. Companies House begins phased roll out of new...

Welcome to this week’s compliance digest.  The FCA has been busy this week.  It has published its business plan for 2024/25, and the...

William Shakespeare wrote “Beware the Ides of March”.  I hope today is or has been drama free.  To help you navigate the regulatory...