An echo of the plaintive cry from a child in the back seat of the car.    As we approach the 31st July deadline for the Consumer Duty...

It has been another relatively quiet week, apart from the King’s Speech – as ever, the devil will be in the detail as legislation is...

When responding to a complaint, no matter how well you write your final response letter, if you reject a complaint, some clients will...

It has been another relatively quiet week.   Here is y Compliance Digest summary of some of the issues that have come into my industry...

Your firm receives a complaint, how do you react?  Are you angry?  Are you affronted?  Do you think, “what did we get wrong and how do we...

It has been relatively quiet this week in the lead up to the General Election.  We will see what the new Government does with the...

Introduction The FCA issued a comprehensive Dear CEO in September 2023 to Corporate Finance Firms (CFF), outlining its critical...

Here we are at the end of June, and we have had some warm weather down here near the South Coast, I hope you have been able to take...

No matter which sector of financial services you work in, you need to keep up to date with changes in regulation, legislation and...

Welcome to this week’s Compliance Digest.  Here is a summary of some of the issues that have come into my industry news feeds this week....