When you work in the complex and very changeable world of delivering high-quality and professional financial and investment advice,...

Welcome to this week’s compliance digest.  The FCA has been busy this week.  It has published its business plan for 2024/25, and the...

William Shakespeare wrote “Beware the Ides of March”.  I hope today is or has been drama free.  To help you navigate the regulatory...

Welcome to this week’s Compliance Matters, my weekly digest of news and issues facing our industry. The hallmarks of a future-fit...

This week’s digest has a focus on the Consumer Duty which will be high on the FCA’s agenda throughout 2024.  I also have revisited...

This is a summary of some of the regulatory issues that have come from the FCA, PRA, and my various news feeds this week. FCA requests...

This is a summary of some of the regulatory issues that have come from the FCA, PRA, and my various news feeds this week. Shifting the...

UK Compliance Digest - 2nd February 2024 including topics on economic crime regime, PRA Fines, Pensions, Educational Select Committe

This is a summary of some of the regulatory issues that have come from the FCA, PRA and my various news feeds this week. Are capital...

This is a summary of some of the regulatory issues that have come from my various news feeds this week.  It is a week for reviewing 2023...