Welcome to this week’s Compliance Matters.  Here is a digest of regulatory issues that have come into my inbox this week.   FCA’s...

There have been enough column inches written about Wednesday’s Budget Statement.  You will be grateful that I do not intend to add to the...

As the trees acquire their autumnal hue, and the mornings become damp and darker, we are moving towards the end of the year.  It is not...

It was nice to spend a long weekend in Edinburgh hence the gap since my last Compliance Digest.  The FCA has been busy and there have...

August has turned into September, meaning that many of us have put our suitcases away for the time being and sharpened our pencils,...

After a couple of weeks away, my compliance blog returns.  Here are some of the regulatory issues that have come across my desk from my...

After a week away in the Oxfordshire sunshine, the Compliance Digest returns with a summary of recent FCA activity and a note about...

If you have picked up your emails while on holiday – don’t it will still be here on your return.  I am away next week in rural...

Schools in England have broken up for the Summer at the same time as schools in Scotland start preparing for the new term.  Summer cannot...

When responding to a complaint, no matter how well you write your final response letter, if you reject a complaint, some clients will...