Compliance Matters: 30th August 2024
After a couple of weeks away, my compliance blog returns. Here are some of the regulatory issues that have come across my desk from my...
Compliance Digest: 12th July 2024
It has been another relatively quiet week.  Here is y Compliance Digest summary of some of the issues that have come into my industry...
Compliance Digest: 28th June 2024
Here we are at the end of June, and we have had some warm weather down here near the South Coast, I hope you have been able to take...
Continuous Professional Development: Planning for Your Ongoing Success
No matter which sector of financial services you work in, you need to keep up to date with changes in regulation, legislation and...
Compliance Digest: 14th June 2024
Welcome to this week’s Compliance Digest. Here is a summary of two of the issues that have come into my industry news feeds this week....
Compliance Digest - 8th March 2024
Welcome to this week’s Compliance Matters, my weekly digest of news and issues facing our industry. The hallmarks of a future-fit...
Compliance Digest: 19th January 2024
This is a summary of some of the regulatory issues that have come from my various news feeds this week. It is a week for reviewing 2023...
Solvency UK
Solvency II sets out regulatory requirements for insurance firms and groups, covering financial resources, governance and accountability