Welcome to this week’s Compliance Matters.  Here is a digest of regulatory issues that have come into my inbox this week.   FCA’s...

There have been enough column inches written about Wednesday’s Budget Statement.  You will be grateful that I do not intend to add to the...

It was nice to spend a long weekend in Edinburgh hence the gap since my last Compliance Digest.  The FCA has been busy and there have...

August has turned into September, meaning that many of us have put our suitcases away for the time being and sharpened our pencils,...

After a couple of weeks away, my compliance blog returns.  Here are some of the regulatory issues that have come across my desk from my...

After a week away in the Oxfordshire sunshine, the Compliance Digest returns with a summary of recent FCA activity and a note about...

It has been another relatively quiet week, apart from the King’s Speech – as ever, the devil will be in the detail as legislation is...

Welcome to this week’s Compliance Digest.  This week I focus on two particular issues. The Regulatory Perimeter A UK Finance publication:...

The FCA requires each firm’s Board or Governing Body (Board) to review and approve annually an assessment of whether the firm is...

Welcome to this week’s Compliance Digest.  Here is a selection of issues that were highlighted in my various industry news feeds over the...