Welcome to this week’s Compliance Digest.  Here is a summary of issues that have been highlighted in my various industry news feeds over...

When you’re building an advisory business in UK financial services, staying ahead isn't just about keeping up with the latest trends;...

It has been quiet again on the regulation front.  This week I cover two issues in depth. I have summarised reactions to the FCA...

This week I launched my new website.  Please visit www.compliancematters.co.uk to see what has changed.  Watch for more developments to...

We have survived tax-year end and now have the challenge of Transitional Tax-Free Amount Certificates.  The end of the week, however, has...

I hope you had a good Easter.  Here is the last Compliance Digest of the financial year. Companies House begins phased roll out of new...

Welcome to this week’s compliance digest.  The FCA has been busy this week.  It has published its business plan for 2024/25, and the...

William Shakespeare wrote “Beware the Ides of March”.  I hope today is or has been drama free.  To help you navigate the regulatory...

Welcome to this week’s Compliance Matters, my weekly digest of news and issues facing our industry. The hallmarks of a future-fit...

This week’s digest has a focus on the Consumer Duty which will be high on the FCA’s agenda throughout 2024.  I also have revisited...