Corporate Finance Firms: Read Our Analysis of the FCA's Portfolio Letter - September 2023
Introduction The FCA issued a comprehensive Dear CEO in September 2023 to Corporate Finance Firms (CFF), outlining its critical...
Compliance Digest - 21st June 2024
Welcome to this week’s Compliance Digest. Here is a summary of some of the issues that have come into my industry news feeds this week....
Compliance Digest: 14th June 2024
Welcome to this week’s Compliance Digest. Here is a summary of two of the issues that have come into my industry news feeds this week....
Implementing Financial Crime Prevention: Insights from the FCA’s Definitive Guide
Tackling financial crime is a priority for the FCA. As part of its responsibility to help ensure the integrity of the UK financial...
Compliance Digest - 7th May 2024
Welcome to this week’s Compliance Digest. This week I focus on two particular issues. The Regulatory Perimeter A UK Finance publication:...
The Consumer Duty Board Report Deadline is Looming - Are You Ready?
The FCA requires each firm’s Board or Governing Body (Board) to review and approve annually an assessment of whether the firm is...
Compliance Digest - 31st May 2024
Welcome to this week’s Compliance Digest. Here is a selection of issues that were highlighted in my various industry news feeds over the...
Choosing a T&C Partner - What Sets Our Service Apart for Smaller and Boutique Firms
Finding the right Training and Competence (T&C) solution is crucial for ensuring ongoing compliance and fostering professional...
Compliance Digest - 24th May 2024
This week came with the announcement that the General Election will be on 4th July. Will a new Government continue to deliver the...
Maximising Potential: How Our T&C Platform Streamlines Professional Development
At Compliance Matters UK Limited, we're passionate about empowering financial services professionals to reach their full potential. Our...
