Welcome to this week’s Compliance Digest.  Here is a selection of issues that were highlighted in my various industry news feeds over the...

Finding the right Training and Competence (T&C) solution is crucial for ensuring ongoing compliance and fostering professional...

This week came with the announcement that the General Election will be on 4th July.  Will a new Government continue to deliver the...

At Compliance Matters UK Limited, we're passionate about empowering financial services professionals to reach their full potential.  Our...

Welcome to this week’s Compliance Digest.  Here is a summary of issues that have been highlighted in my various industry news feeds over...

When you’re building an advisory business in UK financial services, staying ahead isn't just about keeping up with the latest trends;...

It has been quiet again on the regulation front.  This week I cover two issues in depth. I have summarised reactions to the FCA...

When you work in the complex and very changeable world of delivering high-quality and professional financial and investment advice,...

This week I launched my new website.  Please visit www.compliancematters.co.uk to see what has changed.  Watch for more developments to...